Regulatory Alerts2011-09-20 | 2011-24124Swap Transaction Compliance and Implementation Schedule: Clearing and Trade Execution Requirements under Section 2(h) of the CEA
The Commodity Futures Trading Commission proposes regulations to establish phased compliance schedules for clearing and trade execution requirements under the Dodd-Frank Act. These schedules provide market participants with additional time to comply with new statutory provisions to facilitate an orderly transition without unduly disrupting markets. The Commission requests public comments on the proposed schedules and specific questions regarding implementation phasing, cross-border applicability, and adjustments for different swap categories.
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