2023-03-23

Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations

The regulator amends Regulation 51-102 respecting Continuous Disclosure Obligations to update references from the legacy SEDAR system to the new SEDAR+ platform. The changes replace mentions of "www.sedar.com" and "SEDAR" with "www.sedarplus.com" and "SEDAR+" across various sections and forms, while also modernizing terminology by substituting "electronic format" with "electronically." These amendments come into force on June 9, 2023, with a specific provision for Saskatchewan regarding the filing date with the Registrar of Regulations.

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REGULATION TO AMEND REGULATION 51-102 RESPECTING CONTINUOUS DISCLOSURE OBLIGATIONS Securities Act (chapter V-1.1, s. 331.1, par. (1), (2) and (34))

  1. Section 1.1 of Regulation 51-102 respecting Continuous Disclosure Obligations (chapter V-1.1, r. 24) is amended by striking out, in paragraph (1), the definition of the expression “electronic format”.
  2. Section 5.8 of the Regulation is amended by replacing “www.sedar.com”, in subparagraph (iii) of subparagraph (b) of paragraphs (3) and (6), by “www.sedarplus.com”.
  3. Sections 9.1.1, 9.1.2 and 9.2 of the Regulation are amended by replacing “SEDAR”, wherever it appears, by “SEDAR+”, and making the necessary adaptations.
  4. Section 12.1 of the Regulation is amended by replacing “in an acceptable electronic format”, in subparagraph (b) of paragraph (2), by “electronically”.
  5. Form 51-102F2 of the Regulation is amended: (1) in paragraph (f) of part 1: (a) by replacing “SEDAR” by “SEDAR+”; (b) by replacing “SEDAR at www.sedar.com” by “SEDAR+ at www.sedarplus.com”; (2) by replacing “SEDAR at www.sedar.com”, in paragraph (1) of item 17.1, by “SEDAR+ at www.sedarplus.com”.
  6. Form 51-102F5 of the Regulation is amended: (1) by replacing “SEDAR at www.sedar.com”, in paragraph (c) of part 1, by “SEDAR+ at www.sedarplus.com”; (2) by replacing “SEDAR at www.sedar.com”, in item 16.1 of part 2, by “SEDAR+ at www.sedarplus.com”.
  7. The Regulation is amended by replacing “in electronic format”, wherever they appear in sections 4.9, 13.3 and 13.4, by “electronically”.
  8. Forms 51-102F1, 51-102F3 and 51-102F4 of the Regulation are amended by replacing “SEDAR at www.sedar.com”, wherever they appear, by “SEDAR+ at www.sedarplus.com”, and making the necessary adaptations.
  9. Effective Date (1) This Regulation comes into force on 9 June 2023. (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after 9 June 2023, this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.