2021-03-30 | RG-164

RG 164 Licensing: Organisational capacities (withdrawn)

The regulator has withdrawn Regulatory Guide 164 regarding licensing and organisational capacities. This withdrawal directs readers to consult RG 104 for general licensing obligations and RG 105 for specific requirements on organisational competence. These replacement guides now govern the relevant compliance standards.

Australia

Australian Securities and Investments Commission

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This regulatory guide has been withdrawn.

See now RG 104 Licensing Meeting the general obligations and RG 105 Licensing: Organisational competence