2019-01-17

CSA Staff Notice 11-340: Extension of Comment Period for Trading Fee Rebate Pilot Study

The Canadian Securities Administrators are extending the comment period for CSA Staff Notice and Request for Comment 23-323 regarding a proposed pilot study on temporary pricing restrictions for marketplace transaction fees. This extension responds to stakeholder feedback requesting additional time to review the Proposed Pilot and prepare their submissions. The deadline for comments is moved from February 1, 2019, to March 1, 2019.

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1 CSA Staff Notice 11-340 Extension of Comment Period CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study January 17, 2019 On December 18, 2018, the Canadian Securities Administrators (CSA or we) published for comment CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study, which seeks input on a proposed pilot study that would apply temporary pricing restrictions on marketplace transaction fees applicable to trading in certain securities (Proposed Pilot). The comment period is scheduled to close on February 1, 2019. We have received feedback from stakeholders that it would be beneficial for stakeholders to have additional time to review the Proposed Pilot and prepare comments. We therefore are extending the comment period from February 1, 2019 to March 1, 2019. Questions If you have any comments or questions, please contact any of the CSA staff listed below. Serge Boisvert Senior Policy Advisor Exchanges and SRO Oversight Autorité des marchés financiers serge.boisvert@lautorite.qc.ca Maxime Lévesque Senior SRO Analyst Exchanges and SRO Oversight Autorité des marchés financiers Maxime.levesque@lautorite.qc.ca Roland Geiling Derivatives Product Analyst Exchanges and SRO Oversight Autorité des marchés financiers roland.geiling@lautorite.qc.ca Kent Bailey Trading Specialist, Market Regulation Ontario Securities Commission kbailey@osc.gov.on.ca Alex Petro Trading Specialist, Market Regulation Ontario Securities Commission apetro@osc.gov.on.ca Heather Cohen Legal Counsel, Market Regulation Ontario Securities Commission hcohen@osc.gov.on.ca Sasha Cekerevac Regulatory Analyst, Market Regulation Alberta Securities Commission sasha.cekerevac@asc.ca Bruce Sinclair Securities Market Specialist British Columbia Securities Commission bsinclair@bcsc.bc.ca