Regulatory Alerts2025-09-19
Regulation 44-101 Respecting Short Form Prospectus Distributions
Issued by Canadian securities regulators under the Securities Act, this regulation establishes the framework for short form prospectus distributions. It defines key terms such as AIF, cash equivalents, and designated ratings to standardize disclosure requirements. The document outlines specific qualification criteria, including basic eligibility and alternative standards for guaranteed or asset-backed securities, that issuers must satisfy to utilize the short form prospectus process.
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