Regulatory Alerts2012-08-28 | 2012-20962Registration of Intermediaries
The Commodity Futures Trading Commission adopted final regulations to implement Title VII of the Dodd-Frank Act regarding the registration of intermediaries. The rulemaking introduces conforming amendments to Part 3 of the Commission's regulations to include references to swap dealers, major swap participants, and swap execution facilities. Additionally, the Commission made technical updates to definitions, registration exemptions for foreign intermediaries, and reporting requirements to modernize the regulatory framework.
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