Regulatory Alerts2022-09-08
Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
The regulator amends Regulation 13-101 to require issuers to file offering documents with SEDAR under the Listed Issuer Financing Exemption. This change adds a new item to Appendix A, mandating that documents required by section 5A.2 of Regulation 45-106 be delivered to the electronic retrieval system. The regulation generally comes into force on November 21, 2022, with a specific provision for Saskatchewan regarding the filing date with the Registrar of Regulations.
REGULATION TO AMEND REGULATION 13-101 RESPECTING THE SYSTEM FOR ELECTRONIC DOCUMENT ANALYSIS AND RETRIEVAL (SEDAR) Securities Act (chapter V-1.1, s. 331.1, par. (1))
- Appendix A of Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR) (chapter V-1.1, r. 2) is amended by adding, in item E of part II and after paragraph 6, the following: “7. Offering document required to be filed or delivered by an issuer under section 5A.2 of Regulation 45-106 respecting Prospectus Exemptions”.
- (1) This Regulation comes into force on 21 November 2022. (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after 21 November 2022, this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
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