Regulatory Alerts1999-06-02 | RG-070RG 70 Prospectuses for cash box and investment companies
The Australian Securities and Investments Commission issued Regulatory Guide 70 to explain how section 1022 applies when an issuer has not formulated or has only partially formulated an investment plan. The guide provides specific guidance on prospectus requirements for cash box and investment companies in these circumstances. It clarifies the regulatory expectations for issuers regarding the disclosure of investment plans.
Issued 2 June 1999
This guide explains how ASIC will apply s1022 where the issuer of a prospectus has not formulated or has only partially formulated an investment plan.
Download RG 70 (PDF 59 KB)
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