Regulatory Alerts2012-06-29 | RG-054RG 54 Principles for cross-border financial regulation
The Australian Securities and Investments Commission issued this guide to outline its approach to recognizing overseas regulatory regimes for cross-border financial regulation. It explains the Commission's role in regulating financial facilities, services, and products across borders. The document details the principles used to assess whether to unilaterally recognize or apply mutual recognition arrangements for overseas regimes to provide regulatory relief.
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