Regulatory Alerts2019-05-02
Draft Regulation to Amend National Policy 46-201 on Escrow for Initial Public Offerings
The securities regulator amends National Policy 46-201 to require electronic transmission of documents to regulators outside Québec via the Renewed System. This change incorporates Regulation 13-103 respecting System Replacement, which defines the scope of required filings and outlines phased implementation exclusions. The amendment ensures that all reports, forms, and notices under the policy are submitted electronically in accordance with the new system's requirements.
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