Regulatory Alerts2025-04-28
Pennsylvania Department of Banking and Securities Consent Agreement with 412 Management LLC and Robert J. Wilson
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against 412 Management LLC d/b/a Wilson Insight and Robert J. Wilson for violating the Pennsylvania Securities Act of 1972 by operating as unregistered investment advisors. The respondents are ordered to pay an administrative assessment of $55,634 through eight equal quarterly installments beginning in August 2025. By entering this agreement, the parties waive their right to a hearing or appeal and agree to comply with state securities regulations to avoid further sanctions.
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