Regulatory Alerts2019-01-03
Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
Issued by Canadian securities regulators under the Securities Act, this regulation establishes the standardized disclosure requirements for mutual fund prospectuses, annual information forms, and fund facts documents. It mandates the filing of simplified prospectuses and concurrent supporting documents, including material contracts and personal information forms for key executives and promoters. The rules further specify procedures for amending disclosure documents, delivery obligations to investors, and exemptions for certain listed or labour-sponsored funds.
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