Regulatory Alerts2013-08-05 | 2013-18773Core Principles and Other Requirements for Swap Execution Facilities; Correction
The Commodity Futures Trading Commission issued a correction to a final rule regarding the registration and operation of swap execution facilities. This document amends Section 37.702 to clarify financial integrity requirements for routing and clearing transactions, and corrects a statutory reference in Appendix B concerning swaps not susceptible to manipulation. The correction became effective on August 5, 2013, to ensure accurate implementation of Dodd-Frank Act provisions.
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