Regulatory Alerts2026-03-20
Resolution of the Assistant Superintendent of Prudential Supervision No. 017-2026-SMV/10
The Assistant Superintendent of Prudential Supervision sanctioned ANKA Investment Fund Management Company S.A. with eight reprimands and a fine of 3.0 UIT, equivalent to S/ 14,850.00, for nine minor infractions. The penalties were imposed due to the company's failure to submit periodic and occasional regulatory information within the legally mandated deadlines. This enforcement action directly addresses compliance failures under Annex I, section 3, subsection 3.1 of the Sanctions Regulation.
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