Regulatory Alerts2026-03-20
Resolution of the Assistant Superintendent of Prudential Supervision No. 017-2026-SMV/10
The Assistant Superintendent of Prudential Supervision sanctioned ANKA Investment Fund Management Company S.A. with eight reprimands and a fine of 3.0 UIT, equivalent to S/ 14,850.00, for nine minor infractions. The penalties were imposed due to the company's failure to submit periodic and occasional regulatory information within the legally mandated deadlines. This enforcement action directly addresses compliance failures under Annex I, section 3, subsection 3.1 of the Sanctions Regulation.
Resolution of the Assistant Superintendent of Prudential Supervision No. 017-2026-SMV/10 March 20, 2026 ANKA Investment Fund Management Company S.A. is sanctioned with eight (8) reprimands and a fine of 3.0 UIT, equivalent to S/ 14,850.00 (Fourteen thousand eight hundred fifty and 00/100 Soles) for having committed nine (9) minor infractions classified in Annex I, section 3, subsection 3.1 of the SANCTIONS REGULATION, for failing to submit periodic and occasional information within the timeframe established by the applicable regulations. Resolution SASP No. 017-2026-SMV PDF 1.1 MB Download