Regulatory Alerts2017-12-07 | RG-090RG 90 Example Statement of Advice: Scaled advice for a new client
The Australian Securities and Investments Commission issued this guide for Australian financial services licensees and advisers to demonstrate compliance with scaled advice requirements. It provides an example Statement of Advice for personal insurance tailored to new retail clients, illustrating how to deliver personal advice that is limited in scope. The document reflects stakeholder consultation and serves as a practical reference for structuring compliant advice outcomes.
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