Regulatory Alerts2026-01-09
Superintendency Resolution No. 003-2026-SMV/10
The Peruvian Superintendency of the Market and Securities (SMV) sanctioned FLIP Sociedad Administradora de Fondos S.A.C. with a fine of 4 UIT (S/ 17,600.00) for three serious infractions. The violations involved failing to establish the required guarantee for the mutual fund's net asset value and failing to comply with investment limits for mutual funds. These infractions were classified under specific articles of the Sanctions Regulation.
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