Regulatory Alerts2015-12-21
Revocation of Registration of Capital Market Operators
The Securities and Exchange Commission has revoked the registration of inactive Capital Market Operators, as empowered by the Investment and Securities Act 2007.
ANNOUNCEMENT REVOCATION OF REGISTRATION OF CAPITAL MARKET OPERATORS The Securities and Exchange Commission is empowered under section 30 (1) and (2) of the Investment and Securities Act (ISA) 2007 to revoke the operational license of capital market operators that are inactive. Consequent upon the above, the general public is hereby notified that the registration of the under listed Capital Market Operators (CMOs) have been revoked:-
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