Regulatory Alerts2023-06-14
Regulation 13-102 respecting System Fees
The securities regulatory authorities in Canada have enacted Regulation 13-102 to establish and update the system fees payable for various securities filings and registration activities. The regulation mandates that sponsoring firms and other filers pay specified fees for items such as annual information forms, prospectuses, and registration renewals through the SEDAR+ system. It also provides for transitional arrangements allowing payments via the NRD system and grants exemption powers to regulators in specific jurisdictions.
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