Regulatory Alerts2025-09-30 | 2025-18924Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants
The Commodity Futures Trading Commission proposes amendments to business conduct and documentation requirements for swap dealers and major swap participants. These changes would provide exceptions to compliance for swaps intended to be cleared contemporaneously with execution or subject to qualifying prime broker arrangements. The proposed rule aims to supersede existing no-action positions issued by the Market Participants Division to address long-standing market efficiency concerns.
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