Regulatory Alerts2025-03-20 | RG-216RG 216 Markets Disciplinary Panel
The regulator issued this guide to explain the disciplinary framework for market integrity rules to market participants. It outlines the function of the Markets Disciplinary Panel and the policies the Panel considers when deciding on alleged contraventions. The document serves as a reference for those subject to these rules regarding enforcement procedures.
Issued 20 March 2025
This guide is for those who are subject to the market integrity rules—principally, market participants.
It explains the disciplinary framework for the market integrity rules, the function of the Markets Disciplinary Panel (MDP), and the policies that the MDP will take into account when making decisions about alleged contraventions of the market integrity rules.
Download RG 216 (PDF 557 KB)