Regulatory Alerts2024-08-01
Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
The securities regulators amended Regulation 81-101 to update the definition of personal information forms used in mutual fund prospectus disclosure. The changes replace references to Aequitas NEO Exchange Inc. with Cboe Canada Inc. and substitute the Aequitas personal information form with the Cboe personal information form. These amendments ensure that regulatory definitions align with the current operating entity for the relevant exchange.
REGULATION TO AMEND REGULATION 81-101 RESPECTING MUTUAL FUND PROSPECTUS DISCLOSURE Securities Act (chapter V-1.1, s. 331.1, par. (34))
- Section 1.1 of Regulation 81-101 respecting Mutual Fund Prospectus Disclosure (chapter V-1.1, r. 38) is amended: (1) by striking out the definition of “Aequitas personal information form”. (2) by inserting, after the definition of “business day”, of the following: ““Cboe personal information form” means a Cboe Canada Inc. Form 3, as amended from time to time;”; (3) by replacing, in paragraph (c) of the definition of “personal information form”, “Aequitas personal information form” by “Cboe personal information form” and “Aequitas NEO Exchange Inc.” by “Cboe Canada Inc.”. Effective Date
- (1) This Regulation comes into force on (indicate here the date of coming into force of this Regulation). (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after (indicate here the date of coming into force of this Regulation), this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
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