Regulatory Alerts2020-03-05
Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
The Autorité des marchés financiers amended its Policy Statement to Regulation 45-106 to harmonize access to Schedule 1 of Form 45-106F1 with other Canadian securities jurisdictions. The Authority determined that personal information in Schedule 1 meets the prejudice test under section 296 of the Securities Act and will therefore remain confidential. Requests for information regarding non-individual purchasers will be processed on a case-by-case basis and communicated unless declared inaccessible under the same section.
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