Regulatory Alerts2026-04-21
Commonwealth of Pennsylvania Department of Banking and Securities v. Treesa Financial Planning, LLC
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Treesa Financial Planning, LLC for violating the Pennsylvania Securities Act of 1972. The company agreed to the terms of the order without admitting or denying the allegations to avoid litigation. This settlement resolves the Bureau of Securities Compliance and Examinations' investigation into the firm's business practices.
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