Regulatory Alerts2021-05-20
Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
The securities regulator amends Regulation 81-101 to update definitions related to mutual fund prospectus disclosure forms. The changes replace references to the Aequitas exchange with NEO Exchange Inc., specifically updating the definition of the personal information form to require the NEO personal information form. These amendments align regulatory requirements with the current operational standards of the NEO Exchange.
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