Regulatory Alerts2026-05-11
Securities (Capital Markets Tribunal) Rules 2021
The Government of Zambia issued Statutory Instrument No. 32 of 2021 to establish comprehensive procedural rules for the Capital Markets Tribunal under the Securities Act, 2016. These regulations define preliminary provisions, registry administration, and the specific processes for commencing appeals and originating applications. The framework mandates strict timelines for filing, response procedures, and mandatory scheduling and status conferences to ensure efficient tribunal hearings.
Supplement to the Republic of Zambia Government
Gazette dated Friday, 23rd April, 2021
GOVERNMENT OF ZAMBIA
STATUTORY INSTRUMENT NO. 32 of 2021
The Securities Act, 2016
(Act No. 41 of 2016)
The Securities (Capital Markets Tribunal) Rules, 2021
ARRANGEMENT OF RULES
PART I
PRELIMINARY PROVISIONS
Rule
1. Title
2. Interpretation
3. Practice and procedure
PART II
ADMINISTRATION
4. Registries
5. Additional functions of Registrar
PART III
COMMENCEMENT OF PROCEEDINGS
6. General title of proceedings
7. Commencement of appeal
8. Commencement of originating application
9. Rejection of originating process
10. Appeal or originating application out of time
11. Additional information
12. Response and reply to appeal or originating application
13. Scheduling conference
14. Status conference
15. Notice of hearing
Copies of this Statutory Instrument can be obtained from the Government Printer,
P.O. Box 30136, 10101 Lusaka. Price K68.00 each.
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