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2026-05-11

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Securities (Capital Markets Tribunal) Rules 2021

The Government of Zambia issued Statutory Instrument No. 32 of 2021 to establish comprehensive procedural rules for the Capital Markets Tribunal under the Securities Act, 2016. These regulations define preliminary provisions, registry administration, and the specific processes for commencing appeals and originating applications. The framework mandates strict timelines for filing, response procedures, and mandatory scheduling and status conferences to ensure efficient tribunal hearings.

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Supplement to the Republic of Zambia Government Gazette dated Friday, 23rd April, 2021

GOVERNMENT OF ZAMBIA
STATUTORY INSTRUMENT NO. 32 of 2021 The Securities Act, 2016 (Act No. 41 of 2016) The Securities (Capital Markets Tribunal) Rules, 2021 ARRANGEMENT OF RULES
PART I
PRELIMINARY PROVISIONS
Rule

  1. Title
  2. Interpretation
  3. Practice and procedure
    PART II
    ADMINISTRATION
  4. Registries
  5. Additional functions of Registrar
    PART III
    COMMENCEMENT OF PROCEEDINGS
  6. General title of proceedings
  7. Commencement of appeal
  8. Commencement of originating application
  9. Rejection of originating process
  10. Appeal or originating application out of time
  11. Additional information
  12. Response and reply to appeal or originating application
  13. Scheduling conference
  14. Status conference
  15. Notice of hearing
    Copies of this Statutory Instrument can be obtained from the Government Printer, P.O. Box 30136, 10101 Lusaka. Price K68.00 each.

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Source: Securities and Exchange Commission Zambia — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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