Regulatory Alerts2022-09-08
Regulation to Amend Regulation 45-102 Respecting Resale of Securities
The securities regulators amended Regulation 45-102 respecting the resale of securities to introduce the Listed Issuer Financing Exemption. This change modifies Appendix E by inserting a reference to section 5A.2, thereby allowing specific securities to be traded under the new exemption framework. The regulation generally came into force on November 21, 2022, with a specific filing-based effective date provision for Saskatchewan.
Share