Regulatory Alerts2025-02-13 | RG-108RG 108 No-action letters
The Australian Securities and Investments Commission issued this guide to assist persons and their professional advisers in applying for no-action letters or class no-action positions. It explains the application process and outlines the specific factors the regulator considers when evaluating such requests. The document serves as the primary reference for navigating the requirements to obtain these regulatory assurances.
Issued 13 February 2025
This guide is for persons (and their professional advisers) who want to ask the Australian Securities and Investments Commission (ASIC) for a no-action letter (including a class no-action position).
It explains how to make an application for a no-action letter (including a class no-action position) and sets out the factors ASIC considers when dealing with such applications.
Download RG 108 (PDF 410 KB)