Regulatory Alerts2015-09-29 | 2015-24596Commodity Futures Trading Commission: Aggregation of Positions
The Commodity Futures Trading Commission proposes revisions to its aggregation provisions under 17 CFR Part 150, specifically addressing when aggregation is required based on ownership of a greater than 50 percent interest in another entity. This supplemental notice of proposed rulemaking modifies the 2013 proposal regarding the disaggregation of positions for entities with significant ownership stakes. The Commission seeks public comments on these changes to the position limits regime for futures, options, and swaps by November 13, 2015.
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