2023-08-08 | 2023-16591

Reporting and Information Requirements for Derivatives Clearing Organizations

The Commodity Futures Trading Commission issued a final rule amending reporting and information regulations applicable to derivatives clearing organizations to update requirements for commingling customer funds and positions. The amendments revise daily and event-specific reporting obligations, codify required daily reporting fields in a new appendix, and adjust delegation provisions within the regulations. DCOs must comply with most amendments by September 7, 2023, while specific changes to section 39.19 and Appendix C have a compliance deadline of February 10, 2025.

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United States

Commodity Futures Trading Commission

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