Regulatory Alerts2021-05-20
Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
The Minister of Finance of Quebec approved, without modification, the Autorité des marchés financiers' regulation amending Regulation 41-101 respecting General Prospectus Requirements. This amendment introduces a new article, 3C.2.1, which exempts participating brokers from the obligation to transmit the latest Fund Facts document to investors during specific no-trailing-commission exchanges of ETF shares. The regulation entered into force on the date of its publication in the Gazette officielle du Québec.
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