Regulatory Alerts2024-09-19
Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
The regulator amended Policy Statement 81-107 to insert new commentary regarding the manager's obligation to prepare reports on related party transactions. The update clarifies that managers must provide summary information on mandated transaction reports and confirm their availability on SedarPlus. It further details requirements for summarizing other related party transactions and identifying applicable recordkeeping and disclosure obligations under securities legislation.
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