Regulatory Alerts2026-03-04 | RG-166RG 166 AFS licensing: Financial requirements
The Australian Securities and Investments Commission issued this guide to outline the financial requirements for Australian financial services licence holders. The specific obligations vary based on the financial products and services offered by the licensee. The document explicitly excludes bodies regulated by the Australian Prudential Regulation Authority that are not required to comply with section 912A(1)(d) of the Corporations Act 2001.
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