Regulatory Alerts1998-07-08 | RG-128RG 128 Collective action by investors
The regulator issued this guide to assist investors who wish to cooperate regarding their investments in listed companies or managed investment schemes. It provides guidance to promote investor engagement on corporate governance issues. It also identifies circumstances where acting together may cause investors to become associates or enter into relevant agreements under the Corporations Act 2001.
Issued 14 January 1998
Updated 23 June 2015
This guide is for investors who wish to cooperate with each other in relation to their investment in a listed company or managed investment scheme.
It provides guidance to promote investor engagement on corporate governance issues. It also identifies circumstances where acting together may lead to investors becoming associates or entering into a relevant agreement for the purposes of the takeover and substantial holding provisions of the Corporations Act 2001 (Corporations Act).
Download RG 128 (PDF 198 KB)