Regulatory Alerts2026-01-22
Regulation to amend Regulation 81-102 respecting Investment Funds
The securities regulators amend Regulation 81-102 respecting Investment Funds to update cross-references in Section 2.1 and revise the jurisdictional securities legislation references in Appendix E. These changes align the regulation with specific paragraphs and items from provincial Securities Acts and instruments across Canada. The amendment comes into force on April 22, 2026, with a delayed effective date for Saskatchewan if filed after that date.
REGULATION TO AMEND REGULATION 81-102 RESPECTING INVESTMENT FUNDS Securities Act (chapter V-1.1, s. 331.1, par. (1), (6), (8), (16) and (34))
- Section 2.1 of Regulation 81-102 respecting Investment Funds (chapter V-1.1, r. 39) is amended by replacing “subsection (5) of Item 6 and subsection (5) of Item 9 of Part B”, in paragraph (5), by “subsection (5) of Item 4 of Part B and subsection (7) of Item 9 of Part B”.
- Appendix E of the Regulation is amended by replacing the table by the following: « Jurisdiction Securities Legislation Reference Alberta Paragraphs 191(1)(a), 191(1)(c) and 191(1)(d) of the Securities Act British Columbia Paragraphs 9(a), 9(c) and 9(d) of BC Instrument 81-513 Self-Dealing New Brunswick Paragraphs 143(1)(a), 143(1)(c) and 143(1)(d) of the Securities Act Newfoundland and Labrador Paragraphs 118(1)(a), 118(1)(c) and 118(1)(d) of the Securities Act Nova Scotia Paragraphs 125(1)(a), 125(1)(c) and 125(1)(d) of the Securities Act Ontario Items 117(1)1, 117(1)3 and 117(1)4 of the Securities Act Saskatchewan Paragraphs 126(1)(a), 126(1)(c) and 126(1)(d) of The Securities Act, 1988 ». Effective Date
- (1) This Regulation comes into force on 22 April 2026. (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after 22 April 2026, this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
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