Regulatory AlertsDOC-2018-01 Assessment of Knowledge and Competence
The French Financial Markets Authority (AMF) issued Position-Recommendation DOC-2018-01 to establish guidelines for the assessment of knowledge and competence under the Markets in Financial Instruments Directive (MIF). This doctrine applies to commercialization and client relations, referencing specific articles from the AMF General Regulation and the Monetary and Financial Code. It serves as a regulatory framework for ensuring professionals meet required competency standards effective January 3, 2018.
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IV - Commercialization - Client Relationship IV. 1 - General Provisions Doctrine MIF
Assessment of Knowledge and Competence
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Applicable as of January 3, 2018 Position - Recommendation DOC-2018-01
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Articles 312-3 and following, 314-9 and following, 316-2, 318-7 and following, 321-1 and 321-37 and following of the AMF General Regulation
Article L. 533-12-6 of the Monetary and Financial Code Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02