Regulatory AlertsDOC-2018-01 Assessment of Knowledge and Competence
The French Financial Markets Authority (AMF) issued Position-Recommendation DOC-2018-01 to establish guidelines for the assessment of knowledge and competence under the Markets in Financial Instruments Directive (MIF). This doctrine applies to commercialization and client relations, referencing specific articles from the AMF General Regulation and the Monetary and Financial Code. It serves as a regulatory framework for ensuring professionals meet required competency standards effective January 3, 2018.
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