Regulatory Alerts2008-08-08 | RG-192RG 192 Licensing: Wholesale equity schemes
ASIC issued Regulatory Guide 192 to provide guidance for trustees and managers of wholesale equity schemes, particularly venture capital and private equity schemes. The document explains the licensing relief granted under ASIC Corporations (Wholesale Equity Scheme Trustees) Instrument 2017/849 for trustees operated by managers holding an Australian financial services licence. It also outlines the financial requirements that may apply to these managers under ASIC Corporations (Financial Requirements for Responsible Entities, IDPS Operators and Corporate Directors of Retail CCIVs) Instrument 2023/647.
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