Regulatory Alerts2025-02-06
Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
The regulator amends Policy Statement to Regulation 41-101 to establish specific filing protocols for ETF facts documents submitted without a prospectus via SEDAR+. The updated rules mandate that such filings include only defined updated metrics like the Management Expense Ratio and total fund value, unless material changes under Regulation 81-106 are involved. Additionally, the policy provides guidance on choosing between slip sheet and amended and restated prospectus formats, requiring clear identification of impacted ETFs and consistent formatting to ensure investor comprehension.
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