Regulatory AlertsDOC-2009-22 Q&A on Proprietary Trading by Investment Service Providers During Public Offers
The French Autorité des marchés financiers (AMF) issued this document to clarify regulatory requirements for investment service providers engaging in proprietary trading during public offer periods. It provides specific guidance on compliance with Articles 231-38 to 231-51 of the General Regulation to ensure market integrity. The guidance became applicable on August 1, 2012, and serves as a reference for legal and operational adherence to French securities laws.
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I - Issuers and Financial Information I. 6 - Public Offers I. 6.1. General Rules and Common Provisions Doctrinal Guidance Public Offers
Q&A on Proprietary Trading by Investment Service Providers During Public Offer Periods
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Applicable from August 1, 2012 Position DOC-2009-22
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Download the doctrinal guidance Reference Texts
Articles 231-38 to 231-41 of the General Regulation
Article 231-43 of the General Regulation
Article 231-46 of the General Regulation
Article 231-47 of the General Regulation
Article 231-51 of the General Regulation Archives
Download the doctrinal guidance Legal Notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02