Regulatory Alerts2026-04-21 | RG-100RG 100 Court enforceable undertakings
The Australian Securities and Investments Commission (ASIC) issues this guide to explain its approach to accepting court enforceable undertakings as administrative remedies for legislative contraventions. It targets entities and legal advisers considering offering such undertakings under the ASIC Act, National Credit Act, and SIS Act. The document outlines the specific legal sections governing these enforceable undertakings and directs users to the enforceable undertaking register for further information.
Issued 22 November 2021
A court enforceable undertaking is an administrative remedy for contraventions of legislation administered by ASIC. It contains a set of undertakings provided by another person to ASIC that ASIC has accepted. This guide is for an entity or person and their legal advisers who are considering offering a court enforceable undertaking to ASIC.
It explains our approach to accepting court enforceable undertakings under the legislation we administer, including:
s93A or 93AA of the Australian Securities and Investments Commission Act 2001 (ASIC Act)
s322 of the National Consumer Credit Protection Act 2009 (National Credit Act), and
s262A of the Superannuation Industry (Supervision) Act 1993 (SIS Act).
Download RG 100 (PDF 500 KB)
See also About the enforceable undertaking register