Regulatory Alerts2023-06-01
Amendments to Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
Canadian securities regulators amended Policy Statement 11-203 to update the procedural framework for obtaining exemptive relief across multiple jurisdictions. The revisions mandate electronic document transmission via the System for Electronic Data Analysis and Retrieval+ (SEDAR+) while establishing dedicated email and web filing channels for excluded jurisdictions. Streamlined concurrent filing requirements and clarified fee routing for passport, dual, and coordinated review applications ensure expedited processing by principal and non-principal regulators.
Share