Regulatory Alerts2019-01-03
Regulation 41-101 respecting General Prospectus Requirements
The Autorité des marchés financiers issued Regulation 41-101 to establish the general prospectus requirements for securities distributions under the Securities Act. The regulation defines key terms and specifies the mandatory forms and content for long form, short form, and exchange-traded fund prospectuses. It also outlines the rules for preliminary and final prospectus notices, marketing materials, and the treatment of restricted securities and credit support.
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