Regulatory Alerts2019-05-02
Draft Regulation 13-102 respecting System Fees
The securities regulator issued Draft Regulation 13-102 to establish system fees for filings and annual registration renewals under the Securities Act. The regulation mandates that sponsoring firms and issuers pay specified fees for various submissions, such as registration applications, prospectuses, and financial statements, through the designated system. It also outlines transition provisions allowing payments via the National Registration Database until the new system replacement is fully implemented.
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