Regulatory Alerts2023-09-14
Final Concordant Amendments to Securities Regulations and Regulation 14-101
The Autorité des marchés financiers, approved by the Minister of Finance, issues final concordant regulations amending eight existing securities frameworks including Regulation 14-101 and the Securities Regulation. These amendments standardize accounting references by replacing specific handbook citations with a unified "Handbook" designation and update definitions of financial institutions across derivatives, prospectus exemptions, investment funds, and early warning rules. All amended regulations come into force simultaneously on September 13, 2023.
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