Regulatory Alerts2014-10-31 | RG-049RG 49 Employee incentive schemes
The regulator issues guidance on relief from specific Corporations Act 2001 provisions for employee incentive schemes. The document details eligibility criteria for offerors and recipients, permissible financial products, and applicable relief structures. It distinguishes policy and class order relief for listed bodies in Sections B to F and for unlisted bodies in Section G.
11 November 2015
This guide sets out our guidance on when we will give relief from the disclosure, licensing, advertising, hawking, managed investment scheme, and on-sale provisions of the Corporations Act 2001 for an employee incentive scheme.
It explains:
who can make offers
who can receive offers
what financial products can be offered
the specific structures that can be used under our relief; and
the general conditions of our relief.
Sections B to F of this guide set out our policy and class order relief for listed bodies, while Section G does the same for unlisted bodies.
Download RG 49 (PDF 438 KB)