Regulatory Alerts2019-05-02
Draft Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
The Canadian securities regulators amended Policy Statement to Regulation 81-106 to align investment fund continuous disclosure requirements with the phased implementation of the Renewed System. The revision replaces section 1.6 to mandate that documents required or permitted to be filed with regulators, excluding those in Québec, must be transmitted electronically through the Renewed System. This change ensures compliance with Regulation 13-103 respecting System Replacement by defining the scope of covered documents and referencing the Appendix for any legislative exclusions.
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