Regulatory Alerts2024-11-28
Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
The securities regulators amended Regulation 81-106 to modify the annual information filing requirements for investment funds. The changes exempt funds in continuous distribution that filed ETF or fund facts documents from the obligation to file an annual information form if they have not obtained a prospectus receipt in the preceding 12 months. These amendments come into force on March 3, 2025, with a specific filing-based effective date provision for Saskatchewan.
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