2026-02-13

Resolution of the Adjunct Superintendency of Prudential Supervision No. 011-2026-SMV/10

The Adjunct Superintendency of Prudential Supervision issued Resolution No. 011-2026-SMV/10 on February 13, 2026, sanctioning Mifondo Empresa Administradora de Fondos Colectivos S.A.C. with a formal reprimand for a serious infringement under Annex XIII, section 2, clause 2.16 of the Sanctions Regulation. The sanction was imposed because the entity failed to remit payment vouchers corresponding to the collective fund administration contract to the associated party, as required by applicable regulations. This decision enforces compliance with contractual obligations regarding the transmission of financial documentation to associates.

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Superintendencia del Mercado de Valores (Peru)

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